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Morgan Stanley Case to be Settled through Arbitration
3/28/2016 3:45:12 PM
Description: A FINRA arbitration seems to be the future for Morgan Stanley regarding the firm’s Cushing MLP High Income Exchange Traded Note. The claim was filed by the White Law Group and was submitted to FINRA on behalf of investors in North Carolina.


UPS Employee Receives FINRA Award
2/21/2016 6:08:13 PM
Description: A UPS worker represented by the Securities Arbitration law Firm of Klayman & Toskes, PA received a victory recently when it won a $2.25 million award versus Citigroup Global Markets concerning FINRA securities arbitration. The arbitration panel


Boston Investment Advisor Hit with $48 Million Arbitration Award
4/24/2015 7:32:42 AM
Description: An investment advisor in Boston has been served with a $48 million arbitration decision in favor of his former clients. The Arbitrator concluded that Lee Weiss breached his fiduciary duties to his clients, retired couple James and Jane Sutow when he


Rothstein Investor Victim Seeks to Avoid Arbitration Order
10/24/2014 5:26:53 PM
Description: An investor who lost $1.1 million by investing in a Ponzi scheme involving fictional lawsuit settlements offered by Scott Rothstein is seeking to avoid arbitration as ordered by a Florida judge over his loss.   Don Beverly’s suit


New Jersey Supreme Court Limits Rights to Compulsory Arbitration
8/22/2013 3:33:24 PM
Description: In a decision from August 7th, 2013, the New Jersey Supreme Court officially limited the right to compel arbitration between signatories and non-signatories, and this overturned the earlier decisions coming from trial and appellate courts.  The


Securities Arbitration for IL Fraud, Negligence Case
9/13/2012 9:36:18 AM
Description: Two Illinois retirees have filed a $300,000 securities arbitration claim against UBS Financial Services. The parties involved are claiming that they lost the money through fraud and other bad behavior on the part of UBS. Their lawyers filed the


Some Major Points about Minor's Claims
7/2/2012 5:46:04 PM
Description: Some Major Points about Minor’s Claims   By Jon Starr   In this not so perfect world, minors (persons who are under the age of eighteen and who have not been emancipated) sustain injuries and become beneficiaries of wrongful


TIC Real Estate Arbitration in Lightfoot vs. Pacific West
3/13/2012 12:14:41 PM
Description: If there is a specific real estate arbitration type that keeps FINRA busy and brokerages cringing, Tenants-In-Common, or TIC investments have a stronger claim than most. Claims of this type are becoming increasingly common in the aftermath of the


Online Arbitration Videos Educate Voters on Issue
10/24/2011 11:29:50 AM
Description: Online arbitration videos are now available to assist Ohio voters in deciding how they should vote on Issue 2.  These videos show supporters and opponents discussing the proposed law, which would eliminate binding arbitration for public


Final Decision in FINRA Securities Arbitration
5/16/2011 3:29:26 AM
Description: One benefit of securities arbitration to resolve an investment dispute is the speed of the process.  A case that came to a final decision this week took slightly over a year to resolve, but much longer than that to come to arbitration in the